CNMV warns the 18 firms without collaterals

Written on April 17th, 2011 by admin

CNMV warns the 18 firms without collateral to provide investment services. Madrid, April 13 () .- The National Securities Market Commission (CNMV) warned today about 18 companies from Austria, Cyprus, Luxembourg, Sweden and United Kingdom estn not authorized to provide services for Investment n.
AUSTRAC inform the supervisor about Global Lifestyle Group SA and JSM Financial, while its homologous Cyprus did on Omnivest Ltd.
The alert on the Luxembourg Bank supervisor Sewell & Tradeliketom Raydell and, global agenda credits, entities not authorized to provide investment services.
UK FSA, meanwhile, report that Black Swan Wealth Management, Equity Holding GMM, Hamilton House International, Madison Advisory Group, NC Advisory Ltd, Starke Wealth Management, Wealth ST James, TPG Securities, Securities Bryan Walker, Weizmann Wolfgang & Young Investment Group are not entities authorized to provide investment services.
Also, the Swedish supervisor warned Advance Partners LLC, Baker & Woodward Higgs Gordon Asset, everquest 2 platinum, Management and Capital International, estn nor authorized to provide investment services.
In order to improve the PROTECTION of investors and given the growing internationalization of securities markets, the CNMV will promptly publish these warnings in the Internet page, "www.cnmv.es" in the section n "warnings."